Securities Law

• AAA Commercial Arbitration Rules includes a variety of general commercial and industry-specific commercial rules.
• NASAA Sections & Project Groups
• North American Securities Administrators Association (NSAA) Representatives includes NASAA member representative contact information for all 50 states.
• NSAA Corporate Office Staff
• SEC Administrative Proceedings includes links to notices and orders concerning the institution and/or settlement of administrative proceedings.
• SEC Concise Directory includes quick links and contact information for Commissioners, Principal Offices and Regional Offices.
• SEC Division of Corporation Finance includes telephone numbers and email address of Corporate Finance offices and directors.
• SEC Divisions includes links to SEC Division and Office homepages.
• SEC Industry Assignments in the Div. of Corp. Finance includes list of all public corporate entity CIK (Central Index Key) codes and SIC codes.
• SEC Litigation Releases includes links to litigation releases concerning civil lawsuits brought by the Commission in federal court
• SEC Staff Legal Bulletins includes the SEC legal staff's views regarding various aspects of the federal securities laws and SEC regulations.
• Securities and Exchange Commission Forms includes links to PDF versions of SEC public forms and many of the rules, regulations, and schedules associated with these forms.
• Securities Class Action Filings includes a list of federal securities class action filings in the Northern District of California since the Private Securities Litigation Reform Act of 1995 became effective.
• Securities Class Action Indicies includes market information about declines in stock prices over selected portions of class periods as proxies for the potential loss of defendants and their insurance carriers.

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