Securities Law: Directories

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AAA Commercial Arbitration Rules includes a variety of general commercial and industry-specific commercial rules.
NASAA Sections & Project Groups
North American Securities Administrators Association (NSAA) Representatives includes NASAA member representative contact information for all 50 states.
NSAA Corporate Office Staff
SEC Administrative Proceedings includes links to notices and orders concerning the institution and/or settlement of administrative proceedings.
SEC Concise Directory includes quick links and contact information for Commissioners, Principal Offices and Regional Offices.
SEC Division of Corporation Finance includes telephone numbers and email address of Corporate Finance offices and directors.
SEC Divisions includes links to SEC Division and Office homepages.
SEC Industry Assignments in the Div. of Corp. Finance includes list of all public corporate entity CIK (Central Index Key) codes and SIC codes.
SEC Litigation Releases includes links to litigation releases concerning civil lawsuits brought by the Commission in federal court
SEC Staff Legal Bulletins includes the SEC legal staff's views regarding various aspects of the federal securities laws and SEC regulations.
Securities and Exchange Commission Forms includes links to PDF versions of SEC public forms and many of the rules, regulations, and schedules associated with these forms.
Securities Class Action Filings includes a list of federal securities class action filings in the Northern District of California since the Private Securities Litigation Reform Act of 1995 became effective.
Securities Class Action Indicies includes market information about declines in stock prices over selected portions of class periods as proxies for the potential loss of defendants and their insurance carriers.

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