{"id":352291,"date":"2023-12-14T18:53:07","date_gmt":"2023-12-14T23:53:07","guid":{"rendered":"https:\/\/ability-fl-prod.internetbrands.com\/ability-law\/criminal\/criminal-procedure\/plea-bargaining-in-federal-courts.html"},"modified":"2026-09-29T08:51:16","modified_gmt":"2026-09-29T13:51:16","slug":"plea-bargaining-in-federal-courts","status":"publish","type":"page","link":"https:\/\/www.findlaw.com\/criminal\/criminal-procedure\/plea-bargaining-in-federal-courts.html","title":{"rendered":"How Do Federal Plea Bargains Work?"},"content":{"rendered":"\n<div class=\"wp-container-core-columns-is-layout-28f84493 fl-sectionWithSidebar fl-container fl-flex fl-flex-wrap fl-gap30\">\n<div class=\"fl-page-articles fl-section-main fl-section-main-full-width\"><h1 class=\"fl-no-margin-top\">How Do Federal Plea Bargains Work?<\/h1>\n\n<section class=\"fl-gutenberg-byline\">\n    <div class=\"fl-gutenberg-byline-content\">\n                    By <a href=\"https:\/\/www.findlaw.com\/company\/our-team\/susan-buckner-j-d\/\">Susan Buckner, J.D.<\/a> | Legally reviewed by <a\n                href=\"https:\/\/www.findlaw.com\/company\/our-team\/catherine-hodder-esq\/\">Catherine Hodder, Esq.<\/a>\n                | Last updated\n        <time>\n                            September 29, 2026\n                    <\/time>\n    <\/div>\n\n    \n    <details class=\"fl-gutenberg-byline-toggle fl-gutenberg-byline-legally-reviewed\">\n        <summary>\n            <i class=\"fl-gutenberg-byline-icon\" aria-hidden=\"true\"><\/i>\n            Legally Reviewed\n        <\/summary>\n\n        <div class=\"fl-gutenberg-byline-toggle-content\">\n            <p><em>This article has been written and reviewed for legal accuracy, clarity, and style by <a href=\"https:\/\/www.findlaw.com\/company\/our-team.html\">FindLaw\u2019s team of legal writers and attorneys<\/a> and in accordance with <a href=\"https:\/\/www.findlaw.com\/company\/company-history\/editorial-policy.html\">our editorial standards<\/a>.<\/em><\/p>\n\n        <\/div>\n    <\/details>\n\n    <details class=\"fl-gutenberg-byline-toggle fl-gutenberg-byline-fast-checked\">\n        <summary>\n            <i class=\"fl-gutenberg-byline-icon\" aria-hidden=\"true\"><\/i>\n            Fact-Checked\n        <\/summary>\n\n        <div class=\"fl-gutenberg-byline-toggle-content\">\n            <p><em>The last updated date refers to the last time this article was reviewed by FindLaw or one of our <a href=\"https:\/\/www.findlaw.com\/company\/our-team\/contributing-authors.html\">contributing authors<\/a>. We make every effort to keep our articles updated. For information regarding a specific legal issue affecting you, please <a href=\"https:\/\/lawyers.findlaw.com\/?fli=bylinelink\" target=\"_blank\" rel=\"noopener\">contact an attorney in your area<\/a>.<\/em><\/p>\n\n        <\/div>\n    <\/details>\n<\/section>\n\n\n<div class=\"fl-key-takeaways fl-mb30\" data-testid=\"fl-key-takeaways\">\n    <div class=\"fl-card-content\">\n        <div class=\"fl-card-body fl-card-bg-teal fl-flex fl-flex-column\">\n                            <h2 class=\"fl-card-title fl-h2 fl-no-margin\">Key Takeaways<\/h2>\n                        <p>A <span data-term-id=\"60067123\">federal <\/span><span data-term-id=\"60067116\">plea bargain<\/span> is an agreement between a defendant and a prosecutor to resolve a <span data-term-id=\"60067124\">federal criminal case<\/span> without <span data-term-id=\"60067132\">going to trial<\/span>. In most instances, the defendant agrees to <span data-term-id=\"60067119\">plead guilty<\/span> in exchange for a benefit, such as dropped charges or a recommendation for a <span data-term-id=\"60067135\">lighter sentence<\/span>. These agreements are heavily structured by the <span data-term-id=\"60067142\">Federal Rules of Criminal Procedure<\/span> and <span data-term-id=\"60067128\">federal sentencing guidelines<\/span>, which define the types of deals prosecutors can offer and the judge&#8217;s role in approving them.<\/p>\n\n        <\/div>\n    <\/div>\n<\/div>\n\n<div class=\"fl-rich-text\">\n<div><p>A <span data-term-id=\"60067116\">plea bargain<\/span> is an agreement where a defendant pleads guilty to resolve a criminal case without a trial. In the federal <span data-term-id=\"60067125\">criminal justice system<\/span>, these agreements are common and highly structured. Because federal trials have a high conviction rate and strict sentencing guidelines, a <span data-term-id=\"60067131\">federal criminal defense attorney<\/span> will carefully evaluate any <span data-term-id=\"60067133\">plea offer<\/span> from the prosecution.<\/p>\n<p>This article explains how\u00a0<span data-term-id=\"60067134\">federal <\/span><span data-term-id=\"60067118\">plea agreements<\/span>\u00a0work, the different types of pleas, and why a defendant might accept one instead of exercising their\u00a0<a href=\"https:\/\/www.findlaw.com\/criminal\/criminal-rights\/the-right-to-a-jury-trial.html\"><span data-term-id=\"60067146\">right to a jury trial<\/span><\/a>. If you&#8217;re facing <span data-term-id=\"60067143\">federal criminal charges<\/span> and have been offered a <span data-term-id=\"60067116\">plea bargain<\/span>, having a <a href=\"https:\/\/lawyers.findlaw.com\/criminal-law\/?fli=dcta\" target=\"_blank\" rel=\"noopener\">defense attorney<\/a> for legal guidance is a good idea.<\/p>\n<h2>What Is a <span data-term-id=\"60067134\">Federal <\/span><span data-term-id=\"60067118\">Plea Agreement<\/span>?<\/h2>\n<p>A <span data-term-id=\"60067134\">federal <\/span><span data-term-id=\"60067118\">plea agreement<\/span> is a type of <a href=\"https:\/\/www.findlaw.com\/criminal\/criminal-procedure\/plea-bargain.html\"><span data-term-id=\"60067116\">plea bargain<\/span><\/a>. It\u2019s a formal contract between a <span data-term-id=\"60067122\">federal prosecutor<\/span> (usually an Assistant U.S. Attorney) and a defendant. In this agreement, the defendant agrees to <span data-term-id=\"60067119\">plead guilty<\/span> to one or more charges. In return, the prosecutor offers a concession, such as:<\/p>\n<ul>\n<li>Dismissing other, more serious <span data-term-id=\"60067143\">federal criminal charges<\/span><\/li>\n<li>Recommending a more lenient <span data-term-id=\"60067147\">prison sentence<\/span><\/li>\n<li>Agreeing that a specific sentence or <span data-term-id=\"60067138\">sentencing range<\/span> is appropriate<\/li>\n<\/ul>\n<p>The primary goal of a <span data-term-id=\"60067118\">plea agreement<\/span> is to avoid a costly and unpredictable trial. Because federal investigators often spend months or years building a case before an arrest, the evidence against a defendant can be overwhelming. A <span data-term-id=\"60067118\">plea agreement<\/span> allows the defendant to secure a known outcome that is less severe than the maximum sentence they could face if convicted at trial.<\/p>\n<h3>Types of <span data-term-id=\"60067134\">Federal <\/span><span data-term-id=\"60067118\">Plea Agreements<\/span> Under Rule 11<\/h3>\n<p><span data-term-id=\"60067123\">Federal <\/span><span data-term-id=\"60067116\">plea bargains<\/span> are governed by Rule 11 of the <a href=\"https:\/\/www.uscourts.gov\/forms-rules\/current-rules-practice-procedure\/federal-rules-criminal-procedure\" target=\"_blank\" rel=\"noopener\"><span data-term-id=\"60067142\">Federal Rules of Criminal Procedure<\/span><\/a>. This rule outlines three main types of agreements, which shape the prosecutor&#8217;s promise to the defendant:<\/p>\n<ul>\n<li><strong>Rule 11(c)(1)(A) Plea (Charge Bargain)<\/strong>: The prosecutor agrees to dismiss certain charges in exchange for a <span data-term-id=\"60067120\">guilty plea<\/span> on others. For example, a prosecutor might drop a charge of assaulting a federal officer with a deadly weapon if the defendant pleads guilty to the lesser charge of simple assault.<\/li>\n<li><strong>Rule 11(c)(1)(B) Plea (<span data-term-id=\"60067137\">Sentence Recommendation<\/span>)<\/strong>: The prosecutor agrees to recommend a particular sentence or <span data-term-id=\"60067138\">sentencing range<\/span> to the judge. The court is not bound by this recommendation. The judge can accept the recommendation or impose a different sentence. If the judge imposes a harsher sentence, the defendant typically can\u2019t withdraw their <span data-term-id=\"60067120\">guilty plea<\/span>.<\/li>\n<li><strong>Rule 11(c)(1)(C) Plea (Specific Sentence):<\/strong> The prosecutor and defendant agree on a specific sentence or <span data-term-id=\"60067138\">sentencing range<\/span>. If the court accepts this type of <span data-term-id=\"60067118\">plea agreement<\/span>, the agreed-upon sentence binds the judge. If the court rejects the agreement, it must inform the defendant, who then has the right to withdraw their <span data-term-id=\"60067120\">guilty plea<\/span>.<\/li>\n<\/ul>\n<p>Parties may also engage in &#8220;fact bargaining,&#8221; where they <a href=\"https:\/\/dictionary.findlaw.com\/definition\/stipulate.html\" target=\"_blank\" rel=\"noopener\">stipulate<\/a> to certain facts of the case. These agreed-upon facts help the judge determine the appropriate sentence under the advisory <span data-term-id=\"60067128\">Federal Sentencing Guidelines<\/span>.<\/p>\n<h3>The <span data-term-id=\"60067123\">Federal <\/span><span data-term-id=\"60067116\">Plea Bargain<\/span> Process<\/h3>\n<p>If you\u2019re offered a <span data-term-id=\"60067116\">plea bargain<\/span>, it will usually follow these steps:<\/p>\n<ol>\n<li><strong>Negotiation<\/strong>: The defendant&#8217;s attorney and the prosecutor negotiate the terms of the <span data-term-id=\"60067118\">plea agreement<\/span><\/li>\n<li><strong><span data-term-id=\"60067149\">Plea Hearing<\/span><\/strong>: The agreement is presented to a <span data-term-id=\"60067121\">federal judge<\/span> in open court, who will question the defendant to ensure the plea is made knowingly and voluntarily and that there is a <span data-term-id=\"60067144\">factual basis<\/span> for it<\/li>\n<li><strong>Acceptance or Rejection<\/strong>: The judge reviews the agreement and may accept it, reject it, or defer the decision until reviewing the Presentence Investigation Report (PSR)<\/li>\n<li><strong><span data-term-id=\"60067139\">Sentencing Hearing<\/span><\/strong>: After accepting a plea, the judge holds a <span data-term-id=\"60067139\">sentencing hearing<\/span> to impose the final sentence (charges dismissed as part of the plea can still be considered by the judge)<\/li>\n<\/ol>\n<p>While accepting a <span data-term-id=\"60067116\">plea bargain<\/span> won\u2019t make all the charges go away, it can reduce their severity and consequences.<\/p>\n<h2>Types of Pleas: Guilty, <span data-term-id=\"60067153\">No Contest<\/span>, and Alford<\/h2>\n<p>Most <span data-term-id=\"60067116\">plea bargains<\/span> involve a standard <span data-term-id=\"60067120\">guilty plea<\/span>. Other types exist as well, and include:<\/p>\n<ul>\n<li><strong><span data-term-id=\"60067120\">Guilty plea<\/span><\/strong>: The defendant formally admits to committing the crime. This is the basis for the vast majority of <span data-term-id=\"60067134\">federal <\/span><span data-term-id=\"60067118\">plea agreements<\/span>.<\/li>\n<li><strong>Nolo contendere (<span data-term-id=\"60067153\">no contest<\/span>) plea<\/strong>: The defendant accepts a conviction and punishment but does not formally admit guilt. According to the <a href=\"https:\/\/www.justice.gov\/usam\/united-states-attorneys-manual\" target=\"_blank\" rel=\"noopener\"><u>U.S. Attorney&#8217;s Manual<\/u><\/a>,\u00a0<span data-term-id=\"60067122\">federal prosecutors<\/span>\u00a0may consent to a\u00a0<span data-term-id=\"60067153\">no contest<\/span>\u00a0plea only\u00a0in &#8220;the most unusual circumstances&#8221; and with approval from a high-level Department of Justice official.<\/li>\n<li><strong>Alford Plea<\/strong>: This is a type of <span data-term-id=\"60067120\">guilty plea<\/span> in which the defendant maintains innocence but acknowledges that the prosecution has enough evidence to likely secure a conviction at trial. These are not common in federal cases. The Department of Justice prohibits <span data-term-id=\"60067122\">federal prosecutors<\/span> from consenting to <em>Alford<\/em> pleas.<\/li>\n<\/ul>\n<p>A <a href=\"https:\/\/lawyers.findlaw.com\/criminal-law\/?fli=dcta\" target=\"_blank\" rel=\"noopener\">criminal defense attorney<\/a> will help you determine which plea, if any, is best for you.<\/p>\n<h2>Cooperating for a <span data-term-id=\"60067135\">Lighter Sentence<\/span><\/h2>\n<p>In some cases, a defendant can receive a <span data-term-id=\"60067135\">lighter sentence<\/span> by providing &#8220;substantial assistance&#8221; in the investigation or prosecution of another person. If the prosecutor believes the defendant&#8217;s help was significant, they can file a <a href=\"https:\/\/www.findlaw.com\/criminal\/criminal-procedure\/what-is-a-5k1-1-motion-for-substantial-assistance.html\">5K1.1 motion<\/a>. This motion allows a judge to sentence the defendant below the range recommended by the sentencing guidelines, and in some cases, even below a <span data-term-id=\"60067130\">mandatory minimum sentence<\/span>.<\/p>\n<p>These cooperation agreements are risky. If the government believes the defendant was not fully truthful or helpful, it can withdraw the motion, often resulting in a severe sentence.<\/p>\n<h2>Should I Consider a <span data-term-id=\"60067123\">Federal <\/span><span data-term-id=\"60067116\">Plea Bargain<\/span>?<\/h2>\n<p>Deciding whether to accept a <span data-term-id=\"60067117\">plea deal<\/span> is a critical choice with lasting consequences. Consider all of the factors involved, which include:<\/p>\n<p><strong>Benefits:<\/strong><\/p>\n<ul>\n<li><strong><span data-term-id=\"60067140\">Reduced sentence<\/span><\/strong>: The main benefit is securing a sentence lower than the potential maximum you could face after a trial conviction<\/li>\n<li><strong>Certainty<\/strong>: A <span data-term-id=\"60067117\">plea deal<\/span> avoids the risks and unpredictability of a jury trial<\/li>\n<li><strong>Fewer charges<\/strong>: The deal may include the elimination of some charges against you, which is helpful in numerous ways<\/li>\n<li><strong>Cost<\/strong>: Avoiding a trial saves significant time and money on attorney&#8217;s fees and court costs<\/li>\n<\/ul>\n<p><strong>Risks:<\/strong><\/p>\n<ul>\n<li><strong>Waiver of <span data-term-id=\"60067136\">constitutional rights<\/span><\/strong>: By <span data-term-id=\"60067119\">pleading guilty<\/span>, you waive your <a href=\"https:\/\/www.findlaw.com\/criminal\/criminal-rights\/the-right-to-a-jury-trial.html\"><span data-term-id=\"60067146\">right to a jury trial<\/span><\/a>, your right to confront your accusers, and your right against self-incrimination (ability to <a href=\"https:\/\/www.findlaw.com\/criminal\/criminal-rights\/fifth-amendment-right-against-self-incrimination.html\">plead the Fifth<\/a>)<\/li>\n<li><strong>Loss of appeal rights<\/strong>: Most <span data-term-id=\"60067134\">federal <\/span><span data-term-id=\"60067118\">plea agreements<\/span> require defendants to waive their rights to appeal their conviction and sentence<\/li>\n<li><strong>The &#8220;trial penalty&#8221;<\/strong>: Defendants who reject a <span data-term-id=\"60067133\">plea offer<\/span> and lose at trial often face a substantially harsher sentence than what was originally offered, which can lead even innocent people to <span data-term-id=\"60067119\">plead guilty<\/span>.<\/li>\n<li><strong>Consequences of a conviction<\/strong>: A federal felony conviction carries lifelong consequences, affecting your right to vote, own a firearm, find employment and housing, and can lead to deportation for non-citizens<\/li>\n<\/ul>\n<p>Every criminal case is unique. Whether a\u00a0<span data-term-id=\"60067117\">plea deal<\/span>\u00a0is your best option depends on the evidence against you, your criminal history, and\u00a0other relevant details.<\/p>\n<h2>Your Next Step: Discuss the Offer With Your Attorney<\/h2>\n<p>Federal criminal law is complex, and the stakes are incredibly high. <a href=\"https:\/\/www.pewresearch.org\/short-reads\/2023\/06\/14\/fewer-than-1-of-defendants-in-federal-criminal-cases-were-acquitted-in-2022\/\" target=\"_blank\" rel=\"noopener\">Less than 1% of federal defendants who go to trial are acquitted<\/a>, so any <span data-term-id=\"60067133\">plea offer<\/span> should be given serious consideration. An experienced <a href=\"https:\/\/lawyers.findlaw.com\/criminal-law\/?fli=dcta\" target=\"_blank\" rel=\"noopener\">criminal defense attorney<\/a> who practices in <span data-term-id=\"60067127\">federal court<\/span> can explain the evidence against you, the risks of a trial, and the full implications of a <span data-term-id=\"60067118\">plea agreement<\/span>. With your future on the line, having a legal expert in your corner can help you achieve the best possible outcome.<\/p><\/div>\n<\/div>\n\n<div class=\"was-this-helpful\">\n    <div\n            class=\"was-this-helpful__question-container\"\n            aria-labelledby=\"was-this-helpful__question\"\n            role=\"group\"\n    >\n        <span\n                id=\"was-this-helpful__question\"\n                class=\"was-this-helpful__question fl-text-lg-bold\"\n        >Was this helpful?<\/span>\n        <button\n                class=\"was-this-helpful__button fl-text-sm\"\n                aria-label=\"Yes\"\n                value=\"yes\"\n        >\n            <span class=\"was-this-helpful__button-text fl-text-bold\">Yes<\/span>\n            <i class=\"was-this-helpful__button-icon\">\n                <svg width=\"22\" height=\"22\" viewBox=\"0 0 22 22\" fill=\"none\" xmlns=\"http:\/\/www.w3.org\/2000\/svg\">\n                    <g id=\"thumbs-up\" 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class=\"fl-editors-summary\" data-testid=\"fl-editors-summary\">\n    \n    <div class=\"fl-editors-summary-content\" data-testid=\"fl-editors-summary-content\">\n                    <h2>Can I Solve This on My Own or Do I Need an Attorney?<\/h2>\n                <div class=\"fl-editors-summary-content-main\" data-testid=\"fl-editors-summary-content-main\">\n            \n        <\/div>\n        <ul class=\"fl-list-style-none\">\n                            <li data-testid=\"fl-editors-summary-content-item\">\n                    <i class=\"fa fa-check medium fl-editors-summary-content-item-icon\" aria-hidden=\"true\"><\/i>\n                    Your lawyer can help negotiate for a lesser charge or sentence\n\n                <\/li>\n                            <li data-testid=\"fl-editors-summary-content-item\">\n                    <i class=\"fa fa-check medium fl-editors-summary-content-item-icon\" aria-hidden=\"true\"><\/i>\n                    An attorney can advise you on your 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Many attorneys offer free consultations.<\/p>\n\n            <\/div>\n                            <div class=\"fl-editors-summary-content-link fl-flex\" data-testid=\"fl-editors-summary-content-link\">\n                <i class=\"fa fa-angle-right medium\" aria-hidden=\"true\"><\/i>\n                <p class=\"find-attorney\"><a href=\"https:\/\/lawyers.findlaw.com\/criminal-law\/#USER_GEO\/?fli=esum\" target=\"_blank\" rel=\"noopener\">If you need an attorney, find one right now<\/a><\/p>\n\n            <\/div>\n            <\/div>\n<\/div>\n\n\n\n<div class=\"email-subscription\">\n    <div class=\"email-subscription-header\">\n        <div class=\"email-subscription-header-content\">\n            <h3 class=\"fl-callout-sm fl-no-margin\">Stay Up-to-Date With How the Law Affects Your Life<\/h3>\n        <\/div>\n        <div class=\"email-subscription-header-image fl-flex fl-items-end\">\n            <img decoding=\"async\"\n                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Learn about charge bargaining, fact bargaining, sentence bargaining, and much more at FindLaw.com.<\/p>\n","protected":false},"author":41135,"featured_media":0,"parent":352235,"menu_order":0,"comment_status":"closed","ping_status":"closed","template":"app\/Http\/Controllers\/Templates\/ArticleWithBreadcrumbsController.php","meta":{"_acf_changed":false,"_stopmodifiedupdate":true,"_modified_date":"","_autodraft_ids":[],"_cloudinary_featured_overwrite":false,"_sb_is_suggestion_mode":false,"_sb_show_suggestion_boards":false,"_sb_show_comment_boards":false,"_sb_suggestion_history":"","_sb_update_block_changes":"","_is_real_time_mode":false,"_realtime_collaborators":"","_cf_multicollab_revision_bundle":"","footnotes":"","cf_checklist_status":["SEO Title Length","Alt Text for All Images","Category Assigned","Rank Math SEO Plugin Validation","External Links"]},"categories":[2729],"tags":[],"state_laws_tags":[],"flmsa":[],"class_list":["post-352291","page","type-page","status-publish","hentry","category-criminal"],"acf":[],"_links":{"self":[{"href":"https:\/\/www.findlaw.com\/law-api\/wp-json\/wp\/v2\/pages\/352291","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.findlaw.com\/law-api\/wp-json\/wp\/v2\/pages"}],"about":[{"href":"https:\/\/www.findlaw.com\/law-api\/wp-json\/wp\/v2\/types\/page"}],"author":[{"embeddable":true,"href":"https:\/\/www.findlaw.com\/law-api\/wp-json\/wp\/v2\/users\/41135"}],"replies":[{"embeddable":true,"href":"https:\/\/www.findlaw.com\/law-api\/wp-json\/wp\/v2\/comments?post=352291"}],"version-history":[{"count":3,"href":"https:\/\/www.findlaw.com\/law-api\/wp-json\/wp\/v2\/pages\/352291\/revisions"}],"predecessor-version":[{"id":413977,"href":"https:\/\/www.findlaw.com\/law-api\/wp-json\/wp\/v2\/pages\/352291\/revisions\/413977"}],"up":[{"embeddable":true,"href":"https:\/\/www.findlaw.com\/law-api\/wp-json\/wp\/v2\/pages\/352235"}],"wp:attachment":[{"href":"https:\/\/www.findlaw.com\/law-api\/wp-json\/wp\/v2\/media?parent=352291"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/www.findlaw.com\/law-api\/wp-json\/wp\/v2\/categories?post=352291"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/www.findlaw.com\/law-api\/wp-json\/wp\/v2\/tags?post=352291"},{"taxonomy":"state_laws_tags","embeddable":true,"href":"https:\/\/www.findlaw.com\/law-api\/wp-json\/wp\/v2\/state_laws_tags?post=352291"},{"taxonomy":"flmsa","embeddable":true,"href":"https:\/\/www.findlaw.com\/law-api\/wp-json\/wp\/v2\/flmsa?post=352291"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}