{"id":352690,"date":"2016-04-04T10:42:08","date_gmt":"2016-04-04T15:42:08","guid":{"rendered":"https:\/\/content.findlaw-admin.com\/ability-law\/consumer\/securities-law\/proving-securities-fraud.html"},"modified":"2024-05-22T10:28:04","modified_gmt":"2024-05-22T15:28:04","slug":"proving-securities-fraud","status":"publish","type":"page","link":"https:\/\/www.findlaw.com\/consumer\/securities-law\/proving-securities-fraud.html","title":{"rendered":"Proving Securities Fraud"},"content":{"rendered":"\n
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Proving Securities Fraud<\/h1>\n
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\n By Oni Harton, J.D.<\/a> | Legally reviewed by Melissa Bender, Esq.<\/a>\n | Last updated\n
\n \n <\/i>\n Legally Reviewed\n <\/summary>\n\n
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This article has been written and reviewed for legal accuracy, clarity, and style by FindLaw\u2019s team of legal writers and attorneys<\/a> and in accordance with our editorial standards<\/a>.<\/em><\/p>\n\n <\/div>\n <\/details>\n\n

\n \n <\/i>\n Fact-Checked\n <\/summary>\n\n
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The last updated date refers to the last time this article was reviewed by FindLaw or one of our contributing authors<\/a>. We make every effort to keep our articles updated. For information regarding a specific legal issue affecting you, please contact an attorney in your area<\/a>.<\/em><\/p>\n\n <\/div>\n <\/details>\n<\/section>\n

As an investor, it is often difficult to determine whether you have been the victim of investment or securities fraud. Many instances of securities fraud<\/a> go undetected. The market fluctuates, so not every loss means you have been the victim of fraud. Significant losses should prompt further investigation, though.<\/p>\r\n

Sometimes, it’s difficult or almost impossible to detect fraud without professional help. This is even more true for proving fraud. When it comes to consumer protection, you’ll need assistance.<\/p>\r\n

This article discusses securities fraud and provides a high-level overview of how to prove fraud under securities laws<\/a>. An experienced securities attorney<\/a> is your best resource if you believe you are a victim of securities fraud. They can assess your case and determine if you have a valid claim.<\/p>\r\n

Securities Law<\/h2>\r\n

The United States Securities and Exchange Commission (SEC) enforces federal securities laws and regulations. The states also regulate<\/a> securities. Several state and federal laws<\/a> govern the securities industry in the United States. For example, the Securities Act of 1933<\/a> (15 U.S.C. 77 et. seq.) regulates the sale and offer of sale for securities in the United States. The Securities Exchange Act of 1934<\/a> (15 U.S.C. 78 et. seq.) governs the trading, purchase, and sale of securities.<\/p>\r\n

Common Violations of Securities Laws<\/h3>\r\n

Violations investigated under federal securities law include the following:<\/p>\r\n