{"id":369008,"date":"2016-04-04T10:47:07","date_gmt":"2016-04-04T15:47:07","guid":{"rendered":"https:\/\/content.findlaw-admin.com\/ability-law\/litigation\/going-to-court\/what-is-a-subpoena.html"},"modified":"2023-09-20T08:31:18","modified_gmt":"2023-09-20T13:31:18","slug":"what-is-a-subpoena","status":"publish","type":"page","link":"https:\/\/www.findlaw.com\/litigation\/going-to-court\/what-is-a-subpoena.html","title":{"rendered":"What Is a Subpoena?"},"content":{"rendered":"\n<div class=\"wp-container-core-columns-is-layout-9d6595d7 fl-sectionWithSidebar fl-container fl-flex fl-flex-wrap fl-gap30\">\n    \n    <div class=\"fl-page-articles fl-section-main fl-section-main-full-width\">\n        <h1 class=\"fl-no-margin-top\">What Is a Subpoena?<\/h1>\n<section class=\"fl-gutenberg-byline\">\n    <div class=\"fl-gutenberg-byline-content\">\n                    By <a href=\"https:\/\/www.findlaw.com\/company\/our-team\/samuel-strom-j-d\/\">Samuel Strom, J.D.<\/a> | Legally reviewed by <a\n                href=\"https:\/\/www.findlaw.com\/company\/our-team\/melissa-bender-esq\/\">Melissa Bender, Esq.<\/a>\n                | Last reviewed\n        <time>\n                            September 20, 2023\n                    <\/time>\n    <\/div>\n\n    \n    <details class=\"fl-gutenberg-byline-toggle fl-gutenberg-byline-legally-reviewed\">\n        <summary>\n            <i class=\"fl-gutenberg-byline-icon\" aria-hidden=\"true\"><\/i>\n            Legally Reviewed\n        <\/summary>\n\n        <div class=\"fl-gutenberg-byline-toggle-content\">\n            <p><em>This article has been written and reviewed for legal accuracy, clarity, and style by <a href=\"https:\/\/www.findlaw.com\/company\/our-team.html\">FindLaw\u2019s team of legal writers and attorneys<\/a> and in accordance with <a href=\"https:\/\/www.findlaw.com\/company\/company-history\/editorial-policy.html\">our editorial standards<\/a>.<\/em><\/p>\n\n        <\/div>\n    <\/details>\n\n    <details class=\"fl-gutenberg-byline-toggle fl-gutenberg-byline-fast-checked\">\n        <summary>\n            <i class=\"fl-gutenberg-byline-icon\" aria-hidden=\"true\"><\/i>\n            Fact-Checked\n        <\/summary>\n\n        <div class=\"fl-gutenberg-byline-toggle-content\">\n            <p><em>The last updated date refers to the last time this article was reviewed by FindLaw or one of our <a href=\"https:\/\/www.findlaw.com\/company\/our-team\/contributing-authors.html\">contributing authors<\/a>. We make every effort to keep our articles updated. For information regarding a specific legal issue affecting you, please <a href=\"https:\/\/lawyers.findlaw.com\/?fli=bylinelink\" target=\"_blank\" rel=\"noopener\">contact an attorney in your area<\/a>.<\/em><\/p>\n\n        <\/div>\n    <\/details>\n<\/section>\n<p>A&nbsp;subpoena&nbsp;is a request for the production of documents or a request to appear in a court case or other legal proceeding. It is a court-ordered command that requires you to do something, such as&nbsp;<a href=\"https:\/\/dictionary.findlaw.com\/definition\/testify.html\" target=\"_blank\" rel=\"noopener\">testify<\/a>&nbsp;or present information that may help support the facts at issue in a pending case.<\/p>\r\n<p>The term&nbsp;<a href=\"https:\/\/dictionary.findlaw.com\/definition\/subpoena.html\" target=\"_blank\" rel=\"noopener\">subpoena<\/a>&nbsp;literally means &quot;under penalty.&quot; A person who receives a subpoena but does not comply with its terms may be subject to civil or criminal penalties, such as fines, jail time, or both.<\/p>\r\n<p>There are two types of subpoenas. The first,&nbsp;<a href=\"https:\/\/codes.findlaw.com\/ny\/civil-practice-law-and-rules\/cvp-sect-2303\/\" target=\"_blank\" rel=\"noopener\">subpoena ad testificandum<\/a>, requires you to testify. Parties may use these subpoenas to issue a&nbsp;<a href=\"https:\/\/dictionary.findlaw.com\/definition\/deposition.html\" target=\"_blank\" rel=\"noopener\">deposition&nbsp;<\/a>subpoena or to appear in court. The second,&nbsp;<a href=\"https:\/\/codes.findlaw.com\/ny\/civil-practice-law-and-rules\/cvp-sect-2305\/#:~:text=Any%20person%20may%20comply%20with,their%20origin%2C%20purpose%20and%20custody.\" target=\"_blank\" rel=\"noopener\">subpoena duces tecum<\/a>, requires you to produce documents, materials, or other tangible&nbsp;<a href=\"https:\/\/dictionary.findlaw.com\/definition\/evidence.html\" target=\"_blank\" rel=\"noopener\">evidence<\/a>. A party may request a subpoena in any matter. Parties often request subpoenas in&nbsp;<a href=\"https:\/\/www.findlaw.com\/family\/divorce\/\">divorce<\/a>,&nbsp;<a href=\"https:\/\/www.findlaw.com\/family\/child-custody.html\">child custody<\/a>,&nbsp;<a href=\"https:\/\/www.findlaw.com\/injury.html\">personal injury<\/a>, and sex offender cases.<\/p>\r\n<h2>What Are Subpoenas Used For?<\/h2>\r\n<p>Under state and federal&nbsp;<a href=\"https:\/\/dictionary.findlaw.com\/definition\/civil-procedure.html\" target=\"_blank\" rel=\"noopener\">civil<\/a>&nbsp;or&nbsp;<a href=\"https:\/\/dictionary.findlaw.com\/definition\/criminal-procedure.html\" target=\"_blank\" rel=\"noopener\">criminal procedural<\/a>&nbsp;laws, subpoenas offer the requesting party a chance to obtain information to help their client&#8217;s case. Criminal attorneys, for example, often use subpoenas to get witness or&nbsp;<a href=\"https:\/\/www.findlaw.com\/criminal\/criminal-procedure\/the-lay-opinion-rule.html\">lay opinion<\/a>&nbsp;testimony from a non-party in a criminal case. Such evidence may lead to someone&#8217;s guilt or innocence at&nbsp;trial.<\/p>\r\n<p>Similarly, civil attorneys often subpoena individuals in civil cases to obtain information that may help&nbsp;<a href=\"https:\/\/dictionary.findlaw.com\/definition\/settlement.html\" target=\"_blank\" rel=\"noopener\">settle<\/a>&nbsp;someone&#8217;s claim. For example, an attorney representing a spouse in a&nbsp;child custody&nbsp;hearing might issue a subpoena to the other spouse to appear in court to determine&nbsp;<a href=\"https:\/\/www.findlaw.com\/family\/child-custody\/joint-custody.html\">joint custody<\/a>&nbsp;arrangements.<\/p>\r\n<p>Other examples of subpoenas may include requests for:<\/p>\r\n<ul>\r\n<li>Blood test information<\/li>\r\n<li><a href=\"https:\/\/www.findlaw.com\/criminal\/criminal-procedure\/what-is-dna-evidence.html\">DNA samples<\/a><\/li>\r\n<li>Computer files and downloaded material,&nbsp;such as child pornography<\/li>\r\n<li>Insurance records<\/li>\r\n<li>Medical records and bills<\/li>\r\n<li>Income tax returns<\/li>\r\n<li>Photographs, graphs, &amp; charts<\/li>\r\n<li>Employee records<\/li>\r\n<\/ul>\r\n<p>If the subpoena requests only documents or data, you typically do not have to appear at the proceeding in person. However, a subpoena requesting your testimony typically requires you to appear in the legal proceeding.<\/p>\r\n<h2>Who May Issue a Subpoena?<\/h2>\r\n<p>In most instances, an attorney can sign and issue a subpoena on behalf of a court. If the subpoena is for a high-level government official,&nbsp;such as the governor or agency head, then it must be signed by an&nbsp;<a href=\"https:\/\/dictionary.findlaw.com\/definition\/administrative-law-judge.html\" target=\"_blank\" rel=\"noopener\">administrative law judge<\/a>. Sometimes, a non-lawyer may issue a subpoena if acting on their own behalf,&nbsp;known as&nbsp;<a href=\"https:\/\/dictionary.findlaw.com\/definition\/pro-se.html\" target=\"_blank\" rel=\"noopener\">pro se<\/a>&nbsp;representation. A government agency may also issue subpoenas in official investigations.<\/p>\r\n<h2>How a Subpoena Is Served<\/h2>\r\n<p>A subpoena is typically requested by an attorney and issued by a court clerk, a&nbsp;<a href=\"https:\/\/www.findlaw.com\/forms\/resources\/estate-planning\/how-to-find-a-notary.html\">notary public<\/a>, or a&nbsp;<a href=\"https:\/\/dictionary.findlaw.com\/definition\/justice-of-the-peace.html\" target=\"_blank\" rel=\"noopener\">justice of the peace<\/a>. Once a subpoena is issued, the requesting party may&nbsp;<a href=\"https:\/\/dictionary.findlaw.com\/definition\/serve.html\" target=\"_blank\" rel=\"noopener\">serve<\/a>&nbsp;it on an individual in any of the following ways:<\/p>\r\n<ul>\r\n<li>Hand-delivered (also known as &quot;personal delivery&quot; or \u201cpersonal service&quot; method)<\/li>\r\n<li>E-mailed to the last known e-mail address of the individual (receipt acknowledgment requested)<\/li>\r\n<li>Certified mail to the last known address (return receipt requested)<\/li>\r\n<li>Hire a private process server<\/li>\r\n<li>Hearing it read to you aloud<\/li>\r\n<\/ul>\r\n<p>Failing to properly serve a subpoena may harm your case. Thus, it is essential to&nbsp;<a href=\"https:\/\/dictionary.findlaw.com\/definition\/service-of-process.html\" target=\"_blank\" rel=\"noopener\">effect proper service<\/a>&nbsp;on the other party.<\/p>\r\n<h2>How To Respond to a Subpoena<\/h2>\r\n<p>A subpoena is part of a court&#8217;s legal process. Failing to respond to a subpoena is considered&nbsp;<a href=\"https:\/\/dictionary.findlaw.com\/definition\/contempt.html\" target=\"_blank\" rel=\"noopener\">contempt of court<\/a>&nbsp;in most states.<\/p>\r\n<p>The subpoena indicates what is being requested or who is being asked to appear. Subpoena requests for documents and other items are usually very detailed and specific. Thus, if you receive a subpoena, read the document carefully. Also, you should protect and keep any documents in your possession safe.<\/p>\r\n<p>Lastly, you should see who requests the information and for what purpose. This will allow you to adequately prepare for any testimony at a pending court date or other court proceeding. Finally, you should check the hearing date and time to avoid potential penalties and other consequences.<\/p>\r\n<p>A person who receives a subpoena should consider consulting&nbsp;with an attorney. An attorney can provide legal advice regarding the subpoena.<\/p>\r\n<h2>Penalties<\/h2>\r\n<p>Because a subpoena is a court-ordered command, a person who fails to obey it is subject to&nbsp;<a href=\"https:\/\/www.findlaw.com\/litigation\/going-to-court\/civil-contempt-of-court.html\">civil<\/a>&nbsp;or&nbsp;<a href=\"https:\/\/www.findlaw.com\/criminal\/criminal-charges\/criminal-contempt-of-court.html\">criminal contempt of court<\/a>&nbsp;charges.<\/p>\r\n<p>Civil contempt occurs when someone hinders the judicial process. For example, if you knowingly fail to produce papers or documents requested or otherwise fail to obey the terms of a subpoena, you may be in contempt.<\/p>\r\n<p>Criminal contempt generally refers to disruptive conduct or disrespectful behavior in court. Criminal contempt, however, can also include refusal to turn over documents or other data. It is usually a punishment.<\/p>\r\n<p>Penalties for contempt of court often include a fine, imprisonment, or both. Contempt charges may apply until the party in contempt agrees to produce the requested information or otherwise performs their legal obligation.<\/p>\r\n<h2>Can I Refuse To Produce Documents or Appear in Court?<\/h2>\r\n<p>Circumstances that allow you to avoid having to produce documents or appear in court may include the following:<\/p>\r\n<ul>\r\n<li>Claims that the information sought is&nbsp;<a href=\"https:\/\/www.findlaw.com\/hirealawyer\/do-you-need-a-lawyer\/what-is-the-attorney-client-privilege.html\">privileged<\/a><\/li>\r\n<li>If you lost or no longer have the information<\/li>\r\n<li>The produce or appearance violates your&nbsp;<a href=\"https:\/\/www.findlaw.com\/criminal\/criminal-rights\/fifth-amendment-right-against-self-incrimination.html\">Fifth Amendment constitutional right against self-incrimination<\/a><\/li>\r\n<li>The request is overly broad<\/li>\r\n<li>The request is unduly burdensome<\/li>\r\n<\/ul>\r\n<p>An attorney or other legal representative can help you determine if there are valid legal reasons to object to a subpoena&#8217;s demand. If there is a valid legal reason to dispute the issuance of a subpoena, the judge may \u201c<a href=\"https:\/\/dictionary.findlaw.com\/definition\/quash.html\" target=\"_blank\" rel=\"noopener\">quash<\/a>&quot; or cancel it.<\/p>\r\n<h2>Conclusion<\/h2>\r\n<p>Subpoenas are formal legal documents that should be taken seriously. A person who receives a request for the production of documents or a request to appear in court should take the necessary steps to comply with the demand sought. Failure to comply with a subpoena order may result in contempt of court charges, which may ultimately lead to penalties of sanctions, imprisonment, or both.<\/p>\r\n<h2>Seek Guidance From an Attorney<\/h2>\r\n<p>If you&#8217;ve received a subpoena, you must follow the proper procedures to comply with its demands fully. These procedures vary by&nbsp;<a href=\"https:\/\/dictionary.findlaw.com\/definition\/jurisdiction.html\" target=\"_blank\" rel=\"noopener\">jurisdiction<\/a>. Failing to comply can lead to contempt charges or harm your interests. Every situation is different, so you may benefit by seeking the counsel of an&nbsp;<a href=\"https:\/\/lawyers.findlaw.com\/litigation-appeals\/?fli=dcta\" target=\"_blank\" rel=\"noopener\">experienced litigation attorney<\/a>&nbsp;near you.<\/p>\r\n<div class=\"was-this-helpful\">\n    <div\n            class=\"was-this-helpful__question-container\"\n            aria-labelledby=\"was-this-helpful__question\"\n            role=\"group\"\n    >\n        <span\n                id=\"was-this-helpful__question\"\n                class=\"was-this-helpful__question fl-text-lg-bold\"\n        >Was this helpful?<\/span>\n        <button\n                class=\"was-this-helpful__button fl-text-sm\"\n                aria-label=\"Yes\"\n                value=\"yes\"\n        >\n            <span class=\"was-this-helpful__button-text fl-text-bold\">Yes<\/span>\n            <i class=\"was-this-helpful__button-icon\">\n                <svg width=\"22\" height=\"22\" viewBox=\"0 0 22 22\" 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19.236 12.01 18.67 12H16M9.00003 14V18C9.00003 18.7956 9.3161 19.5587 9.87871 20.1213C10.4413 20.6839 11.2044 21 12 21L16 12V0.999995H4.72003C4.2377 0.994543 3.76965 1.16359 3.40212 1.47599C3.0346 1.78839 2.79235 2.22309 2.72003 2.7L1.34003 11.7C1.29652 11.9866 1.31586 12.2793 1.39669 12.5577C1.47753 12.8362 1.61793 13.0937 1.80817 13.3125C1.99842 13.5313 2.23395 13.7061 2.49846 13.8248C2.76297 13.9435 3.05012 14.0033 3.34003 14H9.00003Z\"\n                              stroke=\"#666666\" stroke-width=\"2\" stroke-linecap=\"round\" stroke-linejoin=\"round\"\/>\n                    <\/g>\n                    <defs>\n                        <clipPath id=\"clip0_604_3423\">\n                            <rect width=\"22\" height=\"22\" fill=\"white\"\/>\n                        <\/clipPath>\n                    <\/defs>\n                <\/svg>\n            <\/i>\n        <\/button>\n    <\/div>\n    <span class=\"was-this-helpful__taken-action fl-text-sm-bold\"><\/span>\n    <div 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<span class=\"fl-button-content\">Submit<\/span>\n                    <i\n                        class=\"fa fa-angle-right medium\"\n                        aria-hidden=\"true\"\n                    ><\/i>\n                <\/button>\n                <button\n                    class=\"was-this-helpful__feedback-button was-this-helpful__feedback-button--cancel fl-button primary disabled\"\n                    type=\"reset\"\n                >\n                    <span class=\"fl-button-content\">Cancel<\/span>\n                    <i\n                        class=\"fa fa-times-circle medium\"\n                        aria-hidden=\"true\"\n                    ><\/i>\n                <\/button>\n            <\/div>\n        <\/form>\n    <\/div>\n    <div class=\"was-this-helpful__thank-you-message\" role=\"status\">\n        <i class=\"was-this-helpful__thank-you-message-icon fa fa-check\"><\/i>\n        <p class=\"was-this-helpful__thank-you-message-text\" aria-live=\"polite\"><\/p>\n    <\/div>\n<\/div>\n\n\n    <\/div>\n    \n    <div class=\"fl-section-sidebar\">\n        <div class=\"fl-editors-summary\" data-testid=\"fl-editors-summary\">\n    \n    <div class=\"fl-editors-summary-content\" data-testid=\"fl-editors-summary-content\">\n                    <h2>Can I Solve This on My Own or Do I Need an Attorney?<\/h2>\n                <div class=\"fl-editors-summary-content-main\" data-testid=\"fl-editors-summary-content-main\">\n            \n        <\/div>\n        <ul class=\"fl-list-style-none\">\n                            <li data-testid=\"fl-editors-summary-content-item\">\n                    <i class=\"fa fa-check medium fl-editors-summary-content-item-icon\" aria-hidden=\"true\"><\/i>\n                    You want an attorney to represent you in court or during appeals\n\n                <\/li>\n                            <li data-testid=\"fl-editors-summary-content-item\">\n                    <i class=\"fa fa-check 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<\/div>\n<\/div>","protected":false},"excerpt":{"rendered":"<p>Receiving a subpoena is not something you should ignore. 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