{"id":4786,"date":"2016-04-04T10:47:45","date_gmt":"2016-04-04T15:47:45","guid":{"rendered":"https:\/\/ability-fl-prod.internetbrands.com\/ability-law\/smallbusiness\/employment-law-and-human-resources\/what-you-should-keep-in-your-employees-personnel-files.html"},"modified":"2026-08-31T11:46:27","modified_gmt":"2026-08-31T16:46:27","slug":"what-you-should-keep-in-your-employees-personnel-files","status":"publish","type":"page","link":"https:\/\/www.findlaw.com\/smallbusiness\/employment-law-and-human-resources\/what-you-should-keep-in-your-employees-personnel-files.html","title":{"rendered":"What You Should Keep in Your Employees&#8217; Personnel Files"},"content":{"rendered":"\n<div class=\"fl-sectionWithSidebar fl-container fl-flex fl-flex-wrap fl-gap30  wp-container-core-columns-is-layout-9d6595d7 fl-sectionWithSidebar fl-container fl-flex fl-flex-wrap fl-gap30\">\n<div class=\"fl-section-main fl-page-articles fl-section-main fl-section-main-full-width\"><h1 class=\"fl-no-margin-top\">What You Should Keep in Your Employees&#039; Personnel Files<\/h1>\n\n<section class=\"fl-gutenberg-byline\">\n    <div class=\"fl-gutenberg-byline-content\">\n                    By <a href=\"https:\/\/www.findlaw.com\/company\/our-team\/catherine-hodder-esq\/\">Catherine Hodder, Esq.<\/a> | Legally reviewed by <a\n                href=\"https:\/\/www.findlaw.com\/company\/our-team\/laura-temme-esq\/\">Laura Temme, Esq.<\/a>\n                | Last updated\n        <time>\n                            August 31, 2026\n                    <\/time>\n    <\/div>\n\n            <div class=\"fl-gutenberg-byline-editorial-note fl-text-sm\">\n            <p>Editorial Note: We earn a commission from affiliate partner links on FindLaw. Commissions do not affect the editorial integrity of our legal content.<\/p>\n\n        <\/div>\n    \n    <details class=\"fl-gutenberg-byline-toggle fl-gutenberg-byline-legally-reviewed\">\n        <summary>\n            <i class=\"fl-gutenberg-byline-icon\" aria-hidden=\"true\"><\/i>\n            Legally Reviewed\n        <\/summary>\n\n        <div class=\"fl-gutenberg-byline-toggle-content\">\n            <p><em>This article has been written and reviewed for legal accuracy, clarity, and style by <a href=\"https:\/\/www.findlaw.com\/company\/our-team.html\">FindLaw\u2019s team of legal writers and attorneys<\/a> and in accordance with <a href=\"https:\/\/www.findlaw.com\/company\/company-history\/editorial-policy.html\">our editorial standards<\/a>.<\/em><\/p>\n\n        <\/div>\n    <\/details>\n\n    <details class=\"fl-gutenberg-byline-toggle fl-gutenberg-byline-fast-checked\">\n        <summary>\n            <i class=\"fl-gutenberg-byline-icon\" aria-hidden=\"true\"><\/i>\n            Fact-Checked\n        <\/summary>\n\n        <div class=\"fl-gutenberg-byline-toggle-content\">\n            <p><em>The last updated date refers to the last time this article was reviewed by FindLaw or one of our <a href=\"https:\/\/www.findlaw.com\/company\/our-team\/contributing-authors.html\">contributing authors<\/a>. We make every effort to keep our articles updated. For information regarding a specific legal issue affecting you, please <a href=\"https:\/\/lawyers.findlaw.com\/?fli=bylinelink\" target=\"_blank\" rel=\"noopener\">contact an attorney in your area<\/a>.<\/em><\/p>\n\n        <\/div>\n    <\/details>\n<\/section>\n\n\n<div class=\"fl-key-takeaways fl-mb30\" data-testid=\"fl-key-takeaways\">\n    <div class=\"fl-card-content\">\n        <div class=\"fl-card-body fl-card-bg-teal fl-flex fl-flex-column\">\n                            <h2 class=\"fl-card-title fl-h2 fl-no-margin\">Key Takeaways<\/h2>\n                        <p>An <span data-term-id=\"29493460\">employee <\/span><span data-term-id=\"29493448\">personnel file<\/span> is the official record of a worker&#8217;s employment history, containing key documents from hiring to departure. These files typically include <span data-term-id=\"29493458\">job applications<\/span>, <span data-term-id=\"29493483\">performance reviews<\/span>, and signed policy acknowledgements. Properly maintaining these records is crucial for ensuring compliance with labor laws and providing a defense in the event of legal disputes like wrongful termination claims.<\/p>\n\n        <\/div>\n    <\/div>\n<\/div>\n\n\n<div><p><span data-term-id=\"29493473\">Small-business<\/span><span data-term-id=\"29493473\"> owners<\/span> and <span data-term-id=\"29493451\">human resources<\/span> departments should update their <span data-term-id=\"29493449\">employee records<\/span> often. <span data-term-id=\"29493448\">Personnel files<\/span> can become evidence if a former employee believes they were\u00a0<a href=\"https:\/\/www.findlaw.com\/smallbusiness\/employment-law-and-human-resources\/wrongful-termination-laws-illegal-reasons.html\">wrongfully terminated<\/a>. <span data-term-id=\"29493460\">Employee <\/span><span data-term-id=\"29493448\">personnel files<\/span>\u00a0must contain certain items and should not contain others.<\/p>\n<p><span data-term-id=\"29493488\">Employment records<\/span> are not an op-ed page. They are official documents and should be strictly professional. If you have questions about employee personnel legal requirements, <a href=\"https:\/\/lawyers.findlaw.com\/employment-law-employer\/?fli=dcta\" target=\"_blank\" rel=\"noopener\">contact a local <span data-term-id=\"29493507\">employment law<\/span> attorney<\/a>.<\/p>\n<h2>What To Include in the Main <span data-term-id=\"29493448\">Personnel File<\/span><\/h2>\n<p>The main <span data-term-id=\"29493448\">personnel file<\/span> should contain a chronological history of the employee&#8217;s job-related journey with your company. Either you or your <span data-term-id=\"29493502\">HR department<\/span> should regularly update the file to keep it current. The main file should contain:<\/p>\n<ul>\n<li>The <span data-term-id=\"29493472\">offer letter<\/span><\/li>\n<li>The <span data-term-id=\"29493458\">job application<\/span> or resume<\/li>\n<li>A current <span data-term-id=\"29493463\">job description<\/span><\/li>\n<li>Signed acknowledgments for the <span data-term-id=\"29493454\">employee handbook<\/span> and company policies<\/li>\n<li><span data-term-id=\"29493467\">Performance evaluations<\/span>, signed by the employee<\/li>\n<li>Training records and certificates<\/li>\n<li><span data-term-id=\"29493461\">Disciplinary actions<\/span> or warnings, signed by the employee<\/li>\n<li>Awards or commendations for job performance<\/li>\n<li><span data-term-id=\"29493486\">Emergency contact<\/span> information<\/li>\n<li>Signed agreements (e.g., non-compete, non-disclosure, vehicle use)<\/li>\n<li><span data-term-id=\"29493503\">Exit interview<\/span> documents (if applicable)<\/li>\n<li>Information on continuing benefits post-termination (e.g., COBRA, pension\/401(k) rollover)<\/li>\n<\/ul>\n<p>Some <span data-term-id=\"29493450\">small businesses<\/span> have too many employees to leave the responsibility for updating records on the owner\u2019s shoulders.<\/p>\n<h2>Documents To Keep in Separate, Secure Files<\/h2>\n<p>While the main <span data-term-id=\"29493448\">personnel file<\/span> contains a history of an employee&#8217;s job performance, some records are too sensitive or governed by specific laws that require separate storage. Keeping these documents in <span data-term-id=\"29493479\">separate files<\/span> is not just a best practice; it&#8217;s often a legal requirement. This protects employee privacy, ensures compliance with <span data-term-id=\"29493501\">federal law<\/span>, and limits access to sensitive information.<\/p>\n<p>Below are the key categories of documents you must store separately from the general <span data-term-id=\"29493448\">personnel file<\/span>.<\/p>\n<h3><span data-term-id=\"29493511\">Medical Files<\/span> and Health Information<\/h3>\n<p><span data-term-id=\"29493501\">Federal laws<\/span>\u00a0like\u00a0<span data-term-id=\"29493491\">the\u00a0<\/span><a href=\"https:\/\/www.findlaw.com\/smallbusiness\/employment-law-and-human-resources\/disability-discrimination-and-the-law.html\"><span data-term-id=\"29493491\">Americans with Disabilities Act<\/span>\u00a0(<span data-term-id=\"29493482\">ADA<\/span>)<\/a>, the\u00a0<span data-term-id=\"29493490\">Health Insurance Portability and Accountability Act<\/span>\u00a0(<span data-term-id=\"29493465\">HIPAA<\/span>), and the Genetic Information Nondiscrimination Act (GINA) strictly require employers to keep employee\u00a0<span data-term-id=\"29493455\">medical records<\/span>\u00a0confidential and separate from their main\u00a0<span data-term-id=\"29493448\">personnel file<\/span>.<\/p>\n<p>This includes any document related to an employee&#8217;s health, such as:<\/p>\n<ul>\n<li><span data-term-id=\"29493495\">Doctor&#8217;s notes<\/span><\/li>\n<li>Requests for medical leave<\/li>\n<li><span data-term-id=\"29493510\">FMLA<\/span> (<span data-term-id=\"29493500\">Family and Medical Leave Act<\/span>) paperwork<\/li>\n<li><span data-term-id=\"29493482\">ADA<\/span> accommodation requests<\/li>\n<li>Health insurance <span data-term-id=\"29493469\">enrollment<\/span> forms<\/li>\n<\/ul>\n<p>Access to this file should be severely restricted to only those with a legitimate need to know.<\/p>\n<h3>Form I-9 (Employment <span data-term-id=\"29493481\">Eligibility<\/span> Verification)<\/h3>\n<p>Government officials from agencies like Immigration and Customs Enforcement (ICE) or the <span data-term-id=\"29493485\">Department of Labor<\/span> (DOL) may need to audit your <span data-term-id=\"29493475\">I-9 forms<\/span>. Keeping them all in a single, dedicated binder or digital folder (separate from all other <span data-term-id=\"29493448\">personnel files<\/span>) makes it easy to comply with an audit request quickly and correctly. This prevents officials from accessing other confidential <span data-term-id=\"29493470\">employee information<\/span>.<\/p>\n<h3>Payroll and Tax Documents<\/h3>\n<p>This file contains documents needed for payroll processing and tax compliance. Keeping them separate from the main <span data-term-id=\"29493448\">personnel file<\/span> limits access to sensitive financial data, such as bank account numbers.<\/p>\n<ul>\n<li><span data-term-id=\"29493509\">W-4 form<\/span> (Employee&#8217;s <span data-term-id=\"29493496\">Tax Withholding<\/span> Certificate)<\/li>\n<li>Direct deposit authorizations<\/li>\n<li><span data-term-id=\"29493506\">Time cards<\/span>, attendance records, and other payroll calculation documents<\/li>\n<\/ul>\n<p>If you\u2019re not sure where a financial document should go, err on the side of caution and keep it isolated from a general file.<\/p>\n<h3>EEO Data and Internal Investigation Files<\/h3>\n<p>These records are extremely confidential, and access must be strictly controlled. They include:<\/p>\n<ul>\n<li><strong>EEO Data<\/strong>: This includes voluntary self-identification forms regarding race, gender, veteran status, or disability. This data is collected for government reporting and must be kept separate to prevent any appearance of bias in employment decisions.<\/li>\n<li><strong>Investigation Files<\/strong>: This includes all records related to internal complaints (including third-party complaints), witness statements, investigator&#8217;s notes, and <span data-term-id=\"29493461\">disciplinary actions<\/span> stemming from investigations into issues like harassment or discrimination. Confidentiality is critical to the integrity of any investigation and to protect the privacy of all parties involved.<\/li>\n<\/ul>\n<p>For documents this important, consider getting legal advice from an\u00a0<a href=\"https:\/\/lawyers.findlaw.com\/employment-law-employer?fli=dcta\" target=\"_blank\" rel=\"noopener\"><span data-term-id=\"29493507\">employment law<\/span>\u00a0attorney<\/a> on filing protocol.<\/p>\n<h3><span data-term-id=\"29493466\">Background Checks<\/span> and Credit Reports<\/h3>\n<p>Any pre-employment screening reports, such as criminal\u00a0<span data-term-id=\"29493466\">background checks<\/span>\u00a0or credit reports, should be separate from an employee\u2019s main file. The <a href=\"https:\/\/www.findlaw.com\/smallbusiness\/employment-law-and-human-resources\/fair-credit-reporting-act-compliance-a-guide-for-employers.html\"><u>Fair Credit Reporting Act (FCRA<\/u><strong><u>)<\/u><\/strong><\/a> imposes specific rules on how employers handle consumer reports. These documents contain highly sensitive personal data and should be stored securely with limited access to ensure compliance with the FCRA and protect applicant and employee privacy.<\/p>\n<h2><span data-term-id=\"29493448\">Personnel File<\/span> <span data-term-id=\"29493499\">Recordkeeping<\/span><span data-term-id=\"29493499\"> Requirements<\/span><\/h2>\n<p>Some <span data-term-id=\"29493501\">federal laws<\/span> have specific <span data-term-id=\"29493508\">document management<\/span> rules employers must follow. These include:<\/p>\n<ul>\n<li>The\u00a0<a href=\"https:\/\/www.findlaw.com\/employment\/employment-discrimination\/equal-employment-opportunity-age-discrimination.html\">Age Discrimination in Employment Act<\/a>\u00a0(ADEA) requires employers to keep <span data-term-id=\"29493456\">payroll records<\/span> for at least three years. Keep all <span data-term-id=\"29493489\">employee benefit<\/span> plans and seniority or merit system plans for the full term of the plan, plus one additional year.<\/li>\n<li>The\u00a0<a href=\"https:\/\/www.findlaw.com\/employment\/wages-and-benefits\/fair-labor-standards-act.html\"><span data-term-id=\"29493497\">Fair Labor Standards Act<\/span><\/a>\u00a0(<span data-term-id=\"29493477\">FLSA<\/span>) requires employers to\u00a0retain <span data-term-id=\"29493456\">payroll records<\/span> for three years. Records or documents that explain the reasons for differences in wages (such as pay scales, <span data-term-id=\"29493483\">performance reviews<\/span>, seniority and merit systems, or collective bargaining agreements) must be kept for at least two years.<\/li>\n<li>The\u00a0<a href=\"https:\/\/www.eeoc.gov\/employers\/recordkeeping-requirements\" target=\"_blank\" rel=\"noopener\"><span data-term-id=\"29493484\">Equal Employment Opportunity Commission<\/span><\/a>\u00a0(<span data-term-id=\"29493492\">EEOC<\/span>) requires that employers keep all <span data-term-id=\"29493488\">employment records<\/span> for at least one year. Violation of <span data-term-id=\"29493492\">EEOC<\/span> policies can involve fines and other sanctions.<\/li>\n<\/ul>\n<p>Get legal advice or check with your state\u2019s <span data-term-id=\"29493485\">Department of Labor<\/span> when storing <span data-term-id=\"29493449\">employee records<\/span>.<\/p>\n<h2>How To Store and Secure <span data-term-id=\"29493448\">Personnel Files<\/span><\/h2>\n<p>Here are some tips for storing and securing <span data-term-id=\"29493460\">employee <\/span><span data-term-id=\"29493448\">personnel files<\/span>:<\/p>\n<ul>\n<li>Secure <span data-term-id=\"29493498\">confidential files<\/span> in a locked\u00a0<span data-term-id=\"29493464\">file cabinet<\/span>\u00a0in a secure location. Only\u00a0<span data-term-id=\"29493451\">human resources<\/span>\u00a0and those responsible for\u00a0<span data-term-id=\"29493489\">employee benefits<\/span> should have access to <span data-term-id=\"29493470\">employee information<\/span>.<\/li>\n<li>Protect digital files with strong passwords, multi-factor authentication, encryption, and role-based access. Only qualified employees should have access.<\/li>\n<li>Back up digital records securely and have a plan for restoring them after a computer problem, cyberattack, or disaster. Keep the backups in a safe, secure location.<\/li>\n<li>Shred paper <span data-term-id=\"29493457\">employee documents<\/span> and delete electronic records when they are no longer required. Never leave <span data-term-id=\"29493459\">personnel records<\/span>\u00a0where others can easily access\u00a0them, even while waiting to be destroyed.<\/li>\n<\/ul>\n<p>Whatever method you use, it must be secure and protect all confidential data, such as employee <span data-term-id=\"29493478\">Social Security numbers<\/span> and tax information.<\/p>\n<h2>Get Legal Help With Your <span data-term-id=\"29493448\">Personnel Files<\/span><\/h2>\n<p>A good <span data-term-id=\"29493460\">employee <\/span><span data-term-id=\"29493448\">personnel file<\/span> won\u2019t protect you from an employee lawsuit, but it can supply evidence that you didn\u2019t commit wrongdoing or unlawfully terminate an employee under federal or <span data-term-id=\"29493474\">state laws<\/span>. If you&#8217;re unsure about any of your employment policies or need help with your <span data-term-id=\"29493448\">personnel files<\/span>, speak with a local\u00a0<a href=\"https:\/\/lawyers.findlaw.com\/employment-law-employer?fli=dcta\" target=\"_blank\" rel=\"noopener\"><span data-term-id=\"29493507\">employment law<\/span> attorney<\/a>\u00a0who can advise you on the best way to proceed.<\/p><\/div>\n\n\n<div class=\"was-this-helpful\">\n    <div\n            class=\"was-this-helpful__question-container\"\n            aria-labelledby=\"was-this-helpful__question\"\n            role=\"group\"\n    >\n        <span\n                id=\"was-this-helpful__question\"\n                class=\"was-this-helpful__question fl-text-lg-bold\"\n        >Was this helpful?<\/span>\n        <button\n                class=\"was-this-helpful__button fl-text-sm\"\n                aria-label=\"Yes\"\n                value=\"yes\"\n        >\n            <span class=\"was-this-helpful__button-text fl-text-bold\">Yes<\/span>\n            <i class=\"was-this-helpful__button-icon\">\n                <svg width=\"22\" height=\"22\" viewBox=\"0 0 22 22\" fill=\"none\" xmlns=\"http:\/\/www.w3.org\/2000\/svg\">\n                    <g id=\"thumbs-up\" clip-path=\"url(#clip0_604_3418)\">\n                        <path id=\"Vector\"\n                              d=\"M6 21H3C2.46957 21 1.96086 20.7893 1.58579 20.4142C1.21071 20.0391 1 19.5304 1 19V12C1 11.4696 1.21071 10.9609 1.58579 10.5858C1.96086 10.2107 2.46957 10 3 10H6M13 8V4C13 3.20435 12.6839 2.44129 12.1213 1.87868C11.5587 1.31607 10.7956 1 10 1L6 10V21H17.28C17.7623 21.0055 18.2304 20.8364 18.5979 20.524C18.9654 20.2116 19.2077 19.7769 19.28 19.3L20.66 10.3C20.7035 10.0134 20.6842 9.72068 20.6033 9.44225C20.5225 9.16382 20.3821 8.90629 20.1919 8.68751C20.0016 8.46873 19.7661 8.29393 19.5016 8.17522C19.2371 8.0565 18.9499 7.99672 18.66 8H13Z\"\n                              stroke=\"#666666\" stroke-width=\"2\" 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<\/defs>\n                <\/svg>\n            <\/i>\n        <\/button>\n    <\/div>\n    <span class=\"was-this-helpful__taken-action fl-text-sm-bold\"><\/span>\n    <div class=\"was-this-helpful__feedback-container\">\n        <div class=\"was-this-helpful__choose-option-message\" role=\"status\">\n            <p class=\"was-this-helpful__choose-option-message-text\"><\/p>\n        <\/div>\n        <form class=\"was-this-helpful__feedback-form\">\n            <div class=\"was-this-helpful__feedback was-this-helpful__feedback--positive\">\n                <fieldset>\n                    <legend class=\"was-this-helpful__feedback-form-title\" tabindex=\"0\">Why was this helpful?<\/legend>\n                    <div class=\"fl-radio-button-field fl-flex was-this-helpful__feedback-form-title\">\n                        <input\n                                id=\"was-this-helpful__radio-button--understandable\"\n                                class=\"fl-radio-button-field-input\"\n      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name=\"negative-feedback\"\n                                value=\"Missing Information\"\n                        >\n                        <label\n                                class=\"fl-radio-button-field-label fl-text-sm was-this-helpful__radio-label\"\n                                for=\"was-this-helpful__radio-button--missing-info\"\n                        >Missing the information I need<\/label>\n                    <\/div>\n                    <div class=\"fl-radio-button-field fl-flex was-this-helpful__feedback-form-title\">\n                        <input\n                                id=\"was-this-helpful__radio-button--complicated\"\n                                class=\"fl-radio-button-field-input\"\n                                type=\"radio\"\n                                name=\"negative-feedback\"\n                                value=\"Too complicated\"\n                        >\n                        <label\n                                class=\"fl-radio-button-field-label fl-text-sm was-this-helpful__radio-label\"\n                                for=\"was-this-helpful__radio-button--complicated\"\n                        >Too complicated \/ too many steps<\/label>\n                    <\/div>\n                    <div class=\"fl-radio-button-field fl-flex was-this-helpful__feedback-form-title\">\n                        <input\n                                id=\"was-this-helpful__radio-button--dated\"\n                                class=\"fl-radio-button-field-input\"\n                                type=\"radio\"\n                                name=\"negative-feedback\"\n                                value=\"Out of date\"\n                        >\n                        <label\n                                class=\"fl-radio-button-field-label fl-text-sm was-this-helpful__radio-label\"\n                                for=\"was-this-helpful__radio-button--dated\"\n                        >Out of 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