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Federal Courts Respect My Authority? FINRA Can't Enforce Disciplinary Fines

Respect My Authority? FINRA Can't Enforce Disciplinary Fines

By Robyn Hagan Cain | Last updated on

The Second Circuit Court of Appeals ruled Wednesday that Financial Industry Regulatory Authority, Inc. (FINRA) does not the authority to bring court actions to...

Federal Courts Supreme Court: No Cert for Second Circuit Music Royalties Review

Supreme Court: No Cert for Second Circuit Music Royalties Review

By Robyn Hagan Cain | Last updated on

Is downloading a song the legal equivalent of performing a song when calculating music royalties? Last year, the Second Circuit Court of Appeals said it...

Federal Courts Second Circuit Upholds NYC Party Witness Rule

Second Circuit Upholds NYC Party Witness Rule

By Robyn Hagan Cain | Last updated on

The Second Circuit Court of Appeals issued an opinion this morning upholding New York City’s Party Witness Rule. Under the Party Witness Rule, a candidate for...

Federal Courts Client Bait and Switch is Breach of Fiduciary Duty

Client Bait and Switch is Breach of Fiduciary Duty

By Robyn Hagan Cain | Last updated on

Class action lawsuits involve too much uncertainty to make the average, risk-adverse attorney comfortable. Discovery, alone, could continue for years, and the...

Federal Courts FISA Challenge Lives: ACLU Can Pursue Wiretapping Case

FISA Challenge Lives: ACLU Can Pursue Wiretapping Case

By Robyn Hagan Cain | Last updated on

The Second Circuit Court of Appeals ruled this week that the American Civil Liberties Union (ACLU) can proceed in its lawsuit questioning the constitutionality...

Federal Courts Alleged Ponzi-Schemer's Ex Wins Asset Freeze Dismissal

Alleged Ponzi-Schemer's Ex Wins Asset Freeze Dismissal

By Robyn Hagan Cain | Last updated on

Divorcing a Ponzi-schemer offers greater financial stability than marrying a Ponzi-schemer. Last week, the Second Circuit Court of Appeals ordered two federal...

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