Factors Considered in Determining Sentences
Determining sentences for criminals depends on various factors. Before analyzing these factors, familiarity with some background information is helpful. In capital punishment cases, the jury usually decides whether to recommend death or life in prison. However, it's important to realize that judges, not juries, determine punishments for a crime.
The Eighth Amendment to the U.S. Constitution, made applicable to the states by the Fourteenth Amendment, provides that "excessive bail shall not be required, nor excessive fines imposed, nor cruel and unusual punishments inflicted."
In addition to the sentencing prohibitions contained in the Constitution, Title 18 of the United States Code, Part II (Criminal Procedure), Chapters 227 (Sentences), 228 (Death Sentence), and 232 (Miscellaneous Sentencing Provisions) also govern sentencing in federal courts. Similarly, state court sentencing procedures are governed by state laws and constitutions as discussed below.
Factors Considered in Determining Sentences: Aggravating and Mitigating Circumstances
Crimes are specifically enumerated in constitutions or statutes, and the provision that identifies the specific crime will also identify the appropriate punishment. For example, a statute may read, "Violation of this statute constitutes a misdemeanor, punishable by a fine not to exceed $500 or imprisonment not to exceed 30 days, or both."
Given this range of potential punishment, a judge will then consider certain "aggravating" or "mitigating" circumstances to determine where along the prescribed spectrum a particular criminal's punishment should fall.
Common factors considered by judges include:
- Whether the offender is a "first-time" or repeat offender;
- Whether the offender was an accessory (helping the main offender) or the main offender;
- Whether the offender committed the crime under great personal stress or duress;
- Whether anyone was hurt, and whether the crime was committed in a manner that was unlikely to result in anyone being hurt; and
- Whether the offender was particularly cruel to a victim, or particularly destructive, or vindictive.
Factors Considered in Determining Sentences: Defendant's Own Words
Under Federal Rule of Criminal Procedure (FRCP) 32(i)(4)(A), before imposing a sentence, the court must allow the defendant's lawyer to speak on behalf of the defendant. The court will address the defendant personally and ask the defendant if they wish to make a statement on their own behalf and to present any information in mitigation of punishment. The attorney for the government will also have an opportunity to speak to the court.
Similar provisions are contained in most state procedural statutes and rules. In many state courts, a victim or the survivors of a victim may also have the opportunity to address the court and recommend leniency or strictness for the sentence.
For more information related to criminal sentencing, click on the links below:
- Mandatory Sentences, Uniformity, and Consistency
- Deferred Adjudication/Pretrial Diversion
- Selected State Sentencing Laws
- Court Ordered Community Service
Questions About the Factors Considered in Determining Sentences? Contact an Attorney
While the jury may have decided your guilt or innocence, only the judge will determine your sentence. There are numerous mitigating factors that a judge can take into account when deciding the appropriate punishment for you, should you be convicted. Speak to a local criminal defense attorney to learn more about how sentencing laws work in your state and to discuss your case.
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